What Does Trek Capital Management (“Trek”) Do With Your Personal Information?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share and protect your personal information. Please read this notice carefully to understand what we do.
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
When you are no longer our customer, we continue to share your information as described in this notice.
All financial companies need to share customers’ personal information to run their everyday business. We list below the reasons financial companies can share their customers’ personal information; the reasons Trek chooses to share; and whether you can limit this sharing.
Everyday Business Purposes: The actions necessary by financial companies to run their business and manage customer accounts, such as providing investment advisory and financial planning advice, processing securities transactions, and otherwise providing financial services to you.
Affiliates: Companies related by common ownership or control. They can be financial and non-financial companies. Trek has no affiliates.
Non-Affiliates: Companies not related by common ownership or control. They can be financial and non-financial companies. Trek does not share information with non-affiliates for marketing purposes.
Joint Marketing: A formal agreement between non-affiliated financial companies that together market financial products or services to you. Trek does not engage in joint marketing with non-affiliates.
Reasons we can share your personal information
For our everyday business purposes—such as to provide advice, process your transactions, and maintain your account(s)
Does Trek Share? Yes Can you limit this sharing? No
For our marketing purposes—to offer our products and services to you
Does Trek Share? Yes Can you limit this sharing? No
For joint marketing with other financial companies
Does Trek Share? No Can you limit this sharing? We do not share
For our affiliates’ everyday business purposes—information about your transactions and experiences
Does Trek Share? No Can you limit this sharing? We do not share
For our affiliates’ everyday business purposes—information about your creditworthiness
Does Trek Share? No Can you limit this sharing? We do not share
For our affiliates to market to you
Does Trek Share? No Can you limit this sharing? We do not share
For non-affiliates to market to you
Does Trek Share? No Can you limit this sharing? We do not share
Contact us: Call Trek at 480-483-1510
How often does Trek notify me about their practices?
We must notify you about our sharing practices when you open an account and each year while you are a customer.
How does Trek protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Trek collect my personal information?
We collect your personal information, for example, when you
We also collect your personal information from others, such as custodians, broker-dealers, or other companies.
Why can’t I limit all sharing?
Federal law gives you the right to limit sharing only for
State laws and individual companies may give you additional rights to limit sharing.
If you would like a copy of the Trek Capital Management Form ADV Part 2A and 2B, please send a written request to:
Trek Capital Management
8355 E Hartford Dr. Suite 105
Scottsdale, AZ 85255
If you wish to modify or impose reasonable restrictions concerning the management of your account, or if your financial situation, investment objectives, or risk tolerance have changed, please contact your Trek Capital Management investment advisor representative or contact Justin Young at 480-483-1510. We will contact you at least annually to determine if your investment goals, objectives, and risk tolerance have changed.
We urge that you advise us immediately if you have not received your custodian or brokerage statement, which is required to be delivered to you no less frequently than quarterly. In addition, please compare any account information provided by us with account statements from your broker-dealer or custodian and to advise us of any discrepancies. The official record of your account is maintained by your broker-dealer or custodian.
Service Office:
8355 E. Hartford Drive, Suite 105
Scottsdale, AZ 85255
(480) 483-1510
Email: info@trekfinancial.com
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Investment advisory services are offered through Trek Financial, LLC., an SEC Registered Investment Adviser. Information presented is for educational purposes only. It should not be considered specific investment advice, does not take into consideration your specific situation, and does not intend to make an offer or solicitation for the sale or purchase of any securities or investment strategies. Investments involve risk and are not guaranteed. Be sure to consult with a qualified financial adviser and/or tax professional before implementing any strategy discussed herein.
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